Andrew Dougherty
Financial Adviser in Ballina, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000329203
- Location
- Ballina NSW 2478
- Licensee
- DFS Capital Partners Pty Ltd (AFSL 700209)
- Authorised since
- 9 May 2026
- First provided advice
- 2007
- Qualifications
- Bachelor of Business, The University of New England (1990); Diploma of Financial Services (Financial Planning) FNS50804, Mentor Education group (2008); Advanced Diploma of Financial Services (Financial Planning) FNS60404, Mentor Education Group (2010)
- Memberships
- Mortgage and Finance Association of Australia (MFAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts
- Tax (financial) advice
- Yes
- Register status
- Current
About Andrew Dougherty
Andrew Dougherty is a financial adviser in Ballina, New South Wales, listed on the Financial Advisers Register kept by ASIC under adviser number 000329203.
Andrew provides advice as an authorised representative of DFS Capital Partners Pty Ltd, which holds Australian financial services licence 700209. The current authorisation started on 9 May 2026.
The register records 2007 as the year Andrew first provided financial advice. The qualifications listed for Andrew include Bachelor of Business (The University of New England, 1990), Diploma of Financial Services (Financial Planning) FNS50804 (Mentor Education group, 2008) and Advanced Diploma of Financial Services (Financial Planning) FNS60404 (Mentor Education Group, 2010). Professional memberships recorded: Mortgage and Finance Association of Australia (MFAA).
Andrew is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is Andrew Dougherty a registered financial adviser?
Yes. Andrew Dougherty is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000329203.
Which licensee does Andrew Dougherty work under?
DFS Capital Partners Pty Ltd, Australian financial services licence 700209.
What can Andrew Dougherty give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts.