Ben Warren
Financial Adviser in Coffs Harbour, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000312402
- Location
- Coffs Harbour NSW 2450
- Licensee
- LFC Group Pty Limited (AFSL 526600)
- Authorised since
- 31 August 2026
- First provided advice
- 2007
- Qualifications
- Bachelor of Commerce, University of New England (2007); Bachelor of Law, University of New England (2007); Diploma of Financial Services (Financial Planning), Tribeca (2007); Margin Lending and Geared Investments, Kaplan Higher Education Pty Limited (2010); Advanced Diploma of Financial Services (Financial Planning), Kaplan Higher Education Pty Limited (2011); Certificate IV in Finance and Mortgage Broking, Finance & Related Services Training Academy (FARSTA) (2014); Self Managed Superannuation Funds, Kaplan Higher Education Pty Limited (2015); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Higher Education Pty Limited (2020)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
- Tax (financial) advice
- Yes
- Register status
- Current
About Ben Warren
On the Financial Advisers Register kept by ASIC, Ben Warren appears as a current financial adviser in Coffs Harbour, New South Wales, adviser number 000312402.
Advice is given under the Australian financial services licence of LFC Group Pty Limited, licence number 526600. The current authorisation started on 31 August 2026.
The register records 2007 as the year Ben first provided financial advice. Qualifications and training on file include Bachelor of Commerce (University of New England, 2007), Bachelor of Law (University of New England, 2007) and Diploma of Financial Services (Financial Planning) (Tribeca, 2007).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
The register adds a condition to this authorisation: “One off licensee approval is required for all products which are either not on the approved product list or Derivatives.”
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Questions people ask
Is Ben Warren a registered financial adviser?
Yes. Ben Warren is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000312402.
Which licensee does Ben Warren work under?
LFC Group Pty Limited, Australian financial services licence 526600.
What can Ben Warren give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or Derivatives."