Carol Ann O’Brien
Financial Adviser in Perth, Western Australia, Australia
Review Carol Ann O’Brien
Describe your own experience as a client, patient or family member. Leave out phone numbers, addresses and anything you can't stand behind. Reviews appear straight away after an automatic spam check.
Australian Securities and Investments Commission (ASIC)
Adviser number001002897
- Location
- Perth WA 6000
- Licensee
- National Australia Bank Limited (AFSL 230686)
- Authorised since
- 11 October 2018
- First provided advice
- 2011
- Qualifications
- BSc Finance, University College Cork, Ireland (2005); Diploma of Financial Services(Financial Markets), Australian Financial Markets Association (2012); Graduate Diploma of Financial Planning, Kaplan Higher Education Pty Limited (2025)
- Memberships
- Australian Financial Markets Association (AFMA)
- Advice areas
- derivatives, foreign exchange contracts
- Restriction
- In relation to the authorisation to provide financial product advice in relation to the product area Derivatives identified above, this authorisation is limited to interest rate derivatives.
- Register status
- Current
About Carol Ann O’Brien
Carol Ann O’Brien is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Perth, Western Australia (adviser number 001002897).
Carol provides advice as an authorised representative of National Australia Bank Limited, which holds Australian financial services licence 230686. That authorisation dates from 11 October 2018.
The register records 2011 as the year Carol first provided financial advice. Qualifications and training on file include BSc Finance (University College Cork, Ireland, 2005), Diploma of Financial Services(Financial Markets) (Australian Financial Markets Association, 2012) and Graduate Diploma of Financial Planning (Kaplan Higher Education Pty Limited, 2025). Carol is recorded as a member of Australian Financial Markets Association (AFMA).
Carol is authorised to advise on derivatives and foreign exchange contracts.
The register adds a condition to this authorisation: “In relation to the authorisation to provide financial product advice in relation to the product area Derivatives identified above, this authorisation is limited to interest rate derivatives.”
Reviews
Nobody has reviewed Carol Ann O’Brien here yet. If you have used them, tap the stars above and say how it went.
Questions people ask
Is Carol Ann O'Brien a registered financial adviser?
Yes. Carol Ann O'Brien is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001002897.
Which licensee does Carol Ann O'Brien work under?
National Australia Bank Limited, Australian financial services licence 230686.
What can Carol Ann O'Brien give advice on?
The register lists these advice areas: derivatives; foreign exchange contracts. It also records this restriction: "In relation to the authorisation to provide financial product advice in relation to the product area Derivatives identified above, this authorisation is limited to interest rate derivatives."