Caroline Brown
Financial Adviser in Caves Beach, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000223814
- Location
- Caves Beach NSW 2281
- Licensee
- Fiducian Financial Services Pty Ltd (AFSL 231103)
- Authorised since
- 17 September 2003
- First provided advice
- 1988
- Qualifications
- Diploma of Financial Planning, FPA (2002); Margin Lending & Geared Investments, Kaplan (2010); SMSF, Kaplan (2010); Cert IV in Finance & Mortgage Broking, Kaplan (2012)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending
- Tax (financial) advice
- Yes
- Register status
- Current
About Caroline Brown
On the Financial Advisers Register kept by ASIC, Caroline Brown appears as a current financial adviser in Caves Beach, New South Wales, adviser number 000223814.
The licensee Caroline advises under is Fiducian Financial Services Pty Ltd (AFS licence 231103). That authorisation dates from 17 September 2003.
According to the register, Caroline first provided financial advice in 1988. Qualifications and training on file include Diploma of Financial Planning (FPA, 2002), Margin Lending & Geared Investments (Kaplan, 2010) and SMSF (Kaplan, 2010). Professional memberships recorded: Financial Advice Association of Australia (FAAA).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is Caroline Brown a registered financial adviser?
Yes. Caroline Brown is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000223814.
Which licensee does Caroline Brown work under?
Fiducian Financial Services Pty Ltd, Australian financial services licence 231103.
What can Caroline Brown give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending.