Catherine Kim Duc
Financial Adviser in South Yarra, Victoria, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001008030
- Location
- South Yarra VIC 3141
- Licensee
- Australian Private Wealth Pty Ltd (AFSL 405814)
- Authorised since
- 9 September 2025
- First provided advice
- 2010
- Qualifications
- Diploma in Financial Services, TRIBECA (2006); Advanced Diploma of Financial Planning, Kaplan Professional (2012); Accredited Behavioural Finance Professional, Kaplan (2025); Chartered Retirement Planning Counsellor, Kaplan (2025); Graduate Diploma of Financial Planning, Kaplan Professional (2025)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending
- Tax (financial) advice
- Yes
- Register status
- Current
About Catherine Kim Duc
On the Financial Advisers Register kept by ASIC, Catherine Kim Duc appears as a current financial adviser in South Yarra, Victoria, adviser number 001008030.
Catherine provides advice as an authorised representative of Australian Private Wealth Pty Ltd, which holds Australian financial services licence 405814. The current authorisation started on 9 September 2025.
The register records 2010 as the year Catherine first provided financial advice. The qualifications listed for Catherine include Diploma in Financial Services (TRIBECA, 2006), Advanced Diploma of Financial Planning (Kaplan Professional, 2012) and Accredited Behavioural Finance Professional (Kaplan, 2025).
Catherine is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and government debentures, stocks and bonds, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is Catherine Kim Duc a registered financial adviser?
Yes. Catherine Kim Duc is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001008030.
Which licensee does Catherine Kim Duc work under?
Australian Private Wealth Pty Ltd, Australian financial services licence 405814.
What can Catherine Kim Duc give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending.