Charlene Lee Thompson
Financial Adviser in Broadbeach, Queensland, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001242582
- Location
- Broadbeach QLD 4218
- Licensee
- Australia and New Zealand Banking Group Limited (AFSL 234527)
- Authorised since
- 26 February 2025
- First provided advice
- 2009
- Qualifications
- Bachelor of Business, Griffith University (2005); Diploma of Financial Services (Financial Planning), Kaplan Higher Education Pty Limited (2007); Advanced Diploma of Financial Services (Financial Planning), Kaplan Higher Education Pty Limited (2012); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Higher Education Pty Limited (2019); Certified Financial Planner, FAAA (2020); SMSF Regulations and Taxation, Kaplan Higher Education Pty Limited (2025); Tax for Financial Advising, Kaplan Higher Education Pty Limited (2025)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts
- Restriction
- Securities - Class of product advice only.
- Tax (financial) advice
- Yes
- Register status
- Current
About Charlene Lee Thompson
On the Financial Advisers Register kept by ASIC, Charlene Lee Thompson appears as a current financial adviser in Broadbeach, Queensland, adviser number 001242582.
The licensee Charlene advises under is Australia and New Zealand Banking Group Limited (AFS licence 234527). That authorisation dates from 26 February 2025.
According to the register, Charlene first provided financial advice in 2009. The qualifications listed for Charlene include Bachelor of Business (Griffith University, 2005), Diploma of Financial Services (Financial Planning) (Kaplan Higher Education Pty Limited, 2007) and Advanced Diploma of Financial Services (Financial Planning) (Kaplan Higher Education Pty Limited, 2012). Charlene is recorded as a member of Financial Advice Association of Australia (FAAA).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
The register adds a condition to this authorisation: “Securities – Class of product advice only.”
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Questions people ask
Is Charlene Lee Thompson a registered financial adviser?
Yes. Charlene Lee Thompson is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001242582.
Which licensee does Charlene Lee Thompson work under?
Australia and New Zealand Banking Group Limited, Australian financial services licence 234527.
What can Charlene Lee Thompson give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts. It also records this restriction: "Securities - Class of product advice only."