Clinton Smith
Financial Adviser in Ascot Vale, Victoria, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000428687
- Location
- Ascot Vale VIC 3032
- Licensee
- Charter Financial Planning Limited (AFSL 234665)
- Authorised since
- 26 September 2012
- First provided advice
- 2000
- Qualifications
- Bachelor of Business (Financial Planning), Royal Melbourne Institute Of Technology (2002); Margin Lending and Geared Investments, Kaplan Higher Education Pty Limited (2010); Self Managed Superannuation Funds, Mentor Education Pty Ltd (2015); ASX Listed Product Accreditation Course (LPAC), LPAC Online (2017); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Higher Education Pty Limited (2019)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending, derivatives
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
- Tax (financial) advice
- Yes
- Register status
- Current
About Clinton Smith
On the Financial Advisers Register kept by ASIC, Clinton Smith appears as a current financial adviser in Ascot Vale, Victoria, adviser number 000428687.
Clinton provides advice as an authorised representative of Charter Financial Planning Limited, which holds Australian financial services licence 234665. That authorisation dates from 26 September 2012.
The register records 2000 as the year Clinton first provided financial advice. The qualifications listed for Clinton include Bachelor of Business (Financial Planning) (Royal Melbourne Institute Of Technology, 2002), Margin Lending and Geared Investments (Kaplan Higher Education Pty Limited, 2010) and Self Managed Superannuation Funds (Mentor Education Pty Ltd, 2015).
Clinton is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 10 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “One off licensee approval is required for all products which are either not on the approved product list or Derivatives.”
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Questions people ask
Is Clinton Smith a registered financial adviser?
Yes. Clinton Smith is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000428687.
Which licensee does Clinton Smith work under?
Charter Financial Planning Limited, Australian financial services licence 234665.
What can Clinton Smith give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending; derivatives. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or Derivatives."