Richard Brown
Financial Adviser in Ascot Vale, Victoria, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000242202
- Location
- Ascot Vale VIC 3032
- Licensee
- Charter Financial Planning Limited (AFSL 234665)
- Authorised since
- 26 September 2012
- First provided advice
- 2003
- Qualifications
- Bachelor of Business, Royal Melbourne Institute Of Technology (1988); Certified Practising Accountant (CPA), CPA Australia (1994); Margin Lending and Geared Investments, Kaplan Higher Education Pty Limited (2010); Self Managed Superannuation Funds, Mentor Education Pty Ltd (2015); ASX Listed Product Accreditation Course (LPAC), LPAC Online (2017); Accredited Aged Care Professional, Aged Care Steps (2019); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Higher Education Pty Limited (2019); FPC001B Economic & Legal Context for Financial Planning, Kaplan Higher Education Pty Limited (2022)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending, derivatives
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
- Tax (financial) advice
- Yes
- Register status
- Current
About Richard Brown
On the Financial Advisers Register kept by ASIC, Richard Brown appears as a current financial adviser in Ascot Vale, Victoria, adviser number 000242202.
Richard provides advice as an authorised representative of Charter Financial Planning Limited, which holds Australian financial services licence 234665. That authorisation dates from 26 September 2012.
According to the register, Richard first provided financial advice in 2003. Qualifications and training on file include Bachelor of Business (Royal Melbourne Institute Of Technology, 1988), Certified Practising Accountant (CPA) (CPA Australia, 1994) and Margin Lending and Geared Investments (Kaplan Higher Education Pty Limited, 2010).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 10 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “One off licensee approval is required for all products which are either not on the approved product list or Derivatives.”
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Questions people ask
Is Richard Brown a registered financial adviser?
Yes. Richard Brown is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000242202.
Which licensee does Richard Brown work under?
Charter Financial Planning Limited, Australian financial services licence 234665.
What can Richard Brown give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending; derivatives. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or Derivatives."