David Charles Findlay
Financial Adviser in Toowoomba, Queensland, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001268376
- Location
- Toowoomba QLD 4350
- Licensee
- Ri Advice Group Pty Ltd (AFSL 238429)
- Authorised since
- 15 October 2018
- First provided advice
- 2018
- Qualifications
- Bachelor of Commerce (Finance), University of Southern Queensland (2009); Diploma of Financial Planning, Kaplan Professional Education (2018); Securities and Managed Investments, Kaplan Professional Education (2018); Tax for Financial Advising, Kaplan Professional Education (2018); Graduate Diploma of Financial Planning, Kaplan Higher Education Pty Limited (2025)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, retirement savings accounts, standard margin lending
- Restriction
- Superannuation: Not authorised to provide SMSF advice.
- Tax (financial) advice
- Yes
- Register status
- Current
About David Charles Findlay
David Charles Findlay is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Toowoomba, Queensland (adviser number 001268376).
The licensee David advises under is Ri Advice Group Pty Ltd (AFS licence 238429). The current authorisation started on 15 October 2018.
The register records 2018 as the year David first provided financial advice. Qualifications and training on file include Bachelor of Commerce (Finance) (University of Southern Queensland, 2009), Diploma of Financial Planning (Kaplan Professional Education, 2018) and Securities and Managed Investments (Kaplan Professional Education, 2018).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
The register adds a condition to this authorisation: “Superannuation: Not authorised to provide SMSF advice.”
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Questions people ask
Is David Charles Findlay a registered financial adviser?
Yes. David Charles Findlay is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001268376.
Which licensee does David Charles Findlay work under?
Ri Advice Group Pty Ltd, Australian financial services licence 238429.
What can David Charles Findlay give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; retirement savings accounts; standard margin lending. It also records this restriction: "Superannuation: Not authorised to provide SMSF advice."