David Roy Baruffi
Financial Adviser in South Perth, Western Australia, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000249579
- Location
- South Perth WA 6151
- Licensee
- Akumin Financial Planning Pty Limited (AFSL 232706)
- Authorised since
- 1 January 2004
- First provided advice
- 1997
- Qualifications
- Bachelor of Economics, University of Western Australia (1981); 8 unit Diploma of Financial Planning, Financial Planning Association of Australia (FPA) (2001); Graduate Certificate in Taxation, Curtin University (2005); Certificate IV Financial Services (Finance/Mortgage Broking), Tribeca (2006); Postgraduate Diploma in Business (Taxation), Curtin University (2006); Master of Taxation, Curtin University (2007); SMSF Specialist Advisor Program, SMSF Association (2008); Margin Lending and Geared Investments, Kaplan Higher Education Pty Limited (2010); Diploma of Financial Services (Finance/Mortgage Broking Management), Kaplan Higher Education Pty Limited (2012); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Higher Education Pty Limited (2021)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending, derivatives
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
- Tax (financial) advice
- Yes
- Register status
- Current
About David Roy Baruffi
David Roy Baruffi is listed on ASIC’s Financial Advisers Register as a current financial adviser based in South Perth, Western Australia (adviser number 000249579).
Advice is given under the Australian financial services licence of Akumin Financial Planning Pty Limited, licence number 232706. The current authorisation started on 1 January 2004.
According to the register, David first provided financial advice in 1997. Qualifications and training on file include Bachelor of Economics (University of Western Australia, 1981), 8 unit Diploma of Financial Planning (Financial Planning Association of Australia (FPA), 2001) and Graduate Certificate in Taxation (Curtin University, 2005).
David is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 10 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “One off licensee approval is required for all products which are either not on the approved product list or Derivatives.”
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Questions people ask
Is David Roy Baruffi a registered financial adviser?
Yes. David Roy Baruffi is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000249579.
Which licensee does David Roy Baruffi work under?
Akumin Financial Planning Pty Limited, Australian financial services licence 232706.
What can David Roy Baruffi give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending; derivatives. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or Derivatives."