Dean Smith
Financial Adviser in Bundall, Queensland, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000401563
- Location
- Bundall QLD 4217
- Licensee
- Maven Capital Pty Ltd (AFSL 418504)
- Authorised since
- 15 July 2024
- First provided advice
- 2011
- Qualifications
- Diploma of Financial Services, Kaplan (2010); ADA Level 1, Kaplan (2011); ADA Level 2, Kaplan (2011)
- Memberships
- Australian Technical Analysts Association
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending, derivatives
- Register status
- Current
About Dean Smith
Dean Smith is a financial adviser in Bundall, Queensland, listed on the Financial Advisers Register kept by ASIC under adviser number 000401563.
The licensee Dean advises under is Maven Capital Pty Ltd (AFS licence 418504). The current authorisation started on 15 July 2024.
According to the register, Dean first provided financial advice in 2011. Qualifications and training on file include Diploma of Financial Services (Kaplan, 2010), ADA Level 1 (Kaplan, 2011) and ADA Level 2 (Kaplan, 2011). Professional memberships recorded: Australian Technical Analysts Association.
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 10 product areas in total.
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Questions people ask
Is Dean Smith a registered financial adviser?
Yes. Dean Smith is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000401563.
Which licensee does Dean Smith work under?
Maven Capital Pty Ltd, Australian financial services licence 418504.
What can Dean Smith give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending; derivatives.