Dominic Andrew Jonathan Brown
Financial Adviser in Lambton, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000342427
- Location
- Lambton NSW 2299
- Licensee
- Capstone Financial Planning Pty Ltd (AFSL 223135)
- Authorised since
- 1 November 2024
- First provided advice
- 2009
- Qualifications
- Tax Considerations in Financial Advice, Kaplan Professional (2016); Master of Financial Planning, Kaplan Professional Education (2019); Ethics and Professionalism in Financial Advice, Kaplan Professional (2020); Commercial Law, Kaplan Professional (2024)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts
- Restriction
- This authorised representative is only authorised to give class of product advice in relation to Securities
- Tax (financial) advice
- Yes
- Register status
- Current
About Dominic Andrew Jonathan Brown
On the Financial Advisers Register kept by ASIC, Dominic Andrew Jonathan Brown appears as a current financial adviser in Lambton, New South Wales, adviser number 000342427.
The licensee Dominic advises under is Capstone Financial Planning Pty Ltd (AFS licence 223135). The current authorisation started on 1 November 2024.
The register records 2009 as the year Dominic first provided financial advice. Qualifications and training on file include Tax Considerations in Financial Advice (Kaplan Professional, 2016), Master of Financial Planning (Kaplan Professional Education, 2019) and Ethics and Professionalism in Financial Advice (Kaplan Professional, 2020). Professional memberships recorded: Financial Advice Association of Australia (FAAA).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
The register adds a condition to this authorisation: “This authorised representative is only authorised to give class of product advice in relation to Securities.”
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Questions people ask
Is Dominic Andrew Jonathan Brown a registered financial adviser?
Yes. Dominic Andrew Jonathan Brown is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000342427.
Which licensee does Dominic Andrew Jonathan Brown work under?
Capstone Financial Planning Pty Ltd, Australian financial services licence 223135.
What can Dominic Andrew Jonathan Brown give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts. It also records this restriction: "This authorised representative is only authorised to give class of product advice in relation to Securities."