Dominique Jane Riley
Financial Adviser in Toowoomba, Queensland, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000335975
- Location
- Toowoomba QLD 4350
- Licensee
- Charter Financial Planning Limited (AFSL 234665)
- Authorised since
- 10 June 2009
- First provided advice
- 2009
- Qualifications
- Diploma of Financial Services (Financial Planning), Kaplan Higher Education Pty Limited (2009); Advanced Diploma of Financial Services (Financial Planning), Kaplan Higher Education Pty Limited (2011); Self Managed Superannuation Funds, Mentor Education Pty Ltd (2017); Accredited Listed Product Adviser (ASX ALPA) Program, Kaplan Higher Education Pty Limited (2019); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Higher Education Pty Limited (2019); Master of Financial Planning, Kaplan Higher Education Pty Limited (2020)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending, derivatives
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
- Tax (financial) advice
- Yes
- Register status
- Current
About Dominique Jane Riley
Dominique Jane Riley is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Toowoomba, Queensland (adviser number 000335975).
The licensee Dominique advises under is Charter Financial Planning Limited (AFS licence 234665). The current authorisation started on 10 June 2009.
The register records 2009 as the year Dominique first provided financial advice. The qualifications listed for Dominique include Diploma of Financial Services (Financial Planning) (Kaplan Higher Education Pty Limited, 2009), Advanced Diploma of Financial Services (Financial Planning) (Kaplan Higher Education Pty Limited, 2011) and Self Managed Superannuation Funds (Mentor Education Pty Ltd, 2017).
Dominique is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 10 product areas in total. The register also shows that tax (financial) advice services can be provided.
The register adds a condition to this authorisation: “One off licensee approval is required for all products which are either not on the approved product list or Derivatives.”
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Questions people ask
Is Dominique Jane Riley a registered financial adviser?
Yes. Dominique Jane Riley is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000335975.
Which licensee does Dominique Jane Riley work under?
Charter Financial Planning Limited, Australian financial services licence 234665.
What can Dominique Jane Riley give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending; derivatives. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or Derivatives."