Graham Douglas Southgate
Financial Adviser in Newcastle, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000312097
- Location
- Newcastle NSW 2300
- Licensee
- Prosperity Wealth Advisory Services Pty Ltd (AFSL 533675)
- Authorised since
- 28 February 2022
- First provided advice
- 2007
- Qualifications
- Advanced Diploma of Financial Planning, Kaplan Professional (2019); Diploma of Financial Planning, Kaplan Professional (2019)
- Memberships
- CFP - Certified Financial Planner (FPA); Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending
- Tax (financial) advice
- Yes
- Register status
- Current
About Graham Douglas Southgate
Graham Douglas Southgate is a financial adviser in Newcastle, New South Wales, listed on the Financial Advisers Register kept by ASIC under adviser number 000312097.
The licensee Graham advises under is Prosperity Wealth Advisory Services Pty Ltd (AFS licence 533675). The current authorisation started on 28 February 2022.
According to the register, Graham first provided financial advice in 2007. Qualifications and training on file include Advanced Diploma of Financial Planning (Kaplan Professional, 2019) and Diploma of Financial Planning (Kaplan Professional, 2019). Professional memberships recorded: CFP – Certified Financial Planner (FPA) and Financial Advice Association of Australia (FAAA).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is Graham Douglas Southgate a registered financial adviser?
Yes. Graham Douglas Southgate is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000312097.
Which licensee does Graham Douglas Southgate work under?
Prosperity Wealth Advisory Services Pty Ltd, Australian financial services licence 533675.
What can Graham Douglas Southgate give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending.