Ivy Lai
Financial Adviser in North Sydney, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000413446
- Location
- North Sydney NSW 2060
- Licensee
- BW Capital Pty Ltd (AFSL 221409)
- Authorised since
- 21 October 2011
- First provided advice
- 2001
- Qualifications
- Bachelor of Commence, Curtin University of Technology (WA) (1998); SEATS Designated Trading Representative, ASX (2000); Advanced Diploma Financial Planning, Financial Planning Association (2004); SMSF Core Principles PS 146 compliance in advising, Tribeca Learning (Australia) (2006); Certified Financial Planner; Units 4,2 and 1, CFP (2009); Ethics and Professionalism in Financial Advice, Kaplan (2025)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, derivatives, foreign exchange contracts
- Tax (financial) advice
- Yes
- Register status
- Current
About Ivy Lai
Ivy Lai is listed on ASIC’s Financial Advisers Register as a current financial adviser based in North Sydney, New South Wales (adviser number 000413446).
The licensee Ivy advises under is BW Capital Pty Ltd (AFS licence 221409). That authorisation dates from 21 October 2011.
According to the register, Ivy first provided financial advice in 2001. The qualifications listed for Ivy include Bachelor of Commence (Curtin University of Technology (WA), 1998), SEATS Designated Trading Representative (ASX, 2000) and Advanced Diploma Financial Planning (Financial Planning Association, 2004).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 10 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is Ivy Lai a registered financial adviser?
Yes. Ivy Lai is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000413446.
Which licensee does Ivy Lai work under?
BW Capital Pty Ltd, Australian financial services licence 221409.
What can Ivy Lai give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; derivatives; foreign exchange contracts.