James Douglas Pump
Financial Adviser in North Ward, Queensland, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001003907
- Location
- North Ward QLD 4810
- Licensee
- Seed Wealth Australia Financial Services Pty Ltd (AFSL 548344)
- Authorised since
- 30 June 2023
- First provided advice
- 2007
- Qualifications
- Bachelor of Commerce, James Cook University (1997); Diploma of Financial Services (Financial Planning), Kaplan Professional (2007); Advanced Diploma of Financial Services (Financial Planning), Kaplan Higher Education (2012); Accredited Listed Product Adviser Program, Kaplan (2019); Ethics and Professionalism in Financial Advice, Kaplan (2020)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending
- Tax (financial) advice
- Yes
- Register status
- Current
About James Douglas Pump
James Douglas Pump is listed on ASIC’s Financial Advisers Register as a current financial adviser based in North Ward, Queensland (adviser number 001003907).
James provides advice as an authorised representative of Seed Wealth Australia Financial Services Pty Ltd, which holds Australian financial services licence 548344. The current authorisation started on 30 June 2023.
According to the register, James first provided financial advice in 2007. The qualifications listed for James include Bachelor of Commerce (James Cook University, 1997), Diploma of Financial Services (Financial Planning) (Kaplan Professional, 2007) and Advanced Diploma of Financial Services (Financial Planning) (Kaplan Higher Education, 2012). Professional memberships recorded: Financial Advice Association of Australia (FAAA).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is James Douglas Pump a registered financial adviser?
Yes. James Douglas Pump is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001003907.
Which licensee does James Douglas Pump work under?
Seed Wealth Australia Financial Services Pty Ltd, Australian financial services licence 548344.
What can James Douglas Pump give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending.