James Flinn Carroll
Financial Adviser in Sutherland, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000249227
- Location
- Sutherland NSW 2232
- Licensee
- PSK Advisory Services Pty Ltd (AFSL 234656)
- Authorised since
- 18 July 2022
- First provided advice
- 2002
- Qualifications
- Advanced Diploma of Accounting, TAFE NSW (1998); Advanced Diploma of Financial Services (Financial Planning), AMP Financial Planning Limited (2004); Diploma of Financial Services (Financial Planning), AMP Financial Planning Limited (2004); Certified Financial Planner (CFP), Financial Advice Association Australia (FAAA) (2006); Margin Lending and Geared Investments, Kaplan Professional (2010); ASX Listed Products Accrediation Course (LPAC), LPAC Online Pty Ltd (2014)
- Memberships
- Financial Advice Association of Australia (FAAA); SMSF Association
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, standard margin lending
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or derivatives.
- Tax (financial) advice
- Yes
- Register status
- Current
About James Flinn Carroll
James Flinn Carroll is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Sutherland, New South Wales (adviser number 000249227).
Advice is given under the Australian financial services licence of PSK Advisory Services Pty Ltd, licence number 234656. The current authorisation started on 18 July 2022.
The register records 2002 as the year James first provided financial advice. The qualifications listed for James include Advanced Diploma of Accounting (TAFE NSW, 1998), Advanced Diploma of Financial Services (Financial Planning) (AMP Financial Planning Limited, 2004) and Diploma of Financial Services (Financial Planning) (AMP Financial Planning Limited, 2004). Professional memberships recorded: Financial Advice Association of Australia (FAAA) and SMSF Association.
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
The register adds a condition to this authorisation: “One off licensee approval is required for all products which are either not on the approved product list or derivatives.”
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Questions people ask
Is James Flinn Carroll a registered financial adviser?
Yes. James Flinn Carroll is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000249227.
Which licensee does James Flinn Carroll work under?
PSK Advisory Services Pty Ltd, Australian financial services licence 234656.
What can James Flinn Carroll give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; standard margin lending. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or derivatives."