James Gosnell
Financial Adviser in Adelaide, South Australia, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001006031
- Location
- Adelaide SA 5000
- Licensee
- Morgan Stanley Wealth Management Australia Pty Ltd (AFSL 240813)
- Authorised since
- 23 August 2010
- First provided advice
- 2004
- Qualifications
- General Securities Representative (Series 7) Examination, National Association of Securities Dealers (1999); Graduate Diploma of Applied Finance and Investment, Securities Institute (2005); Acrredited Derivatives Adviser Level 2 Exam, Kaplan Professional Education (2009); Margin Lending Accreditation Program, Stockbrokers Association of Australia (2010)
- Advice areas
- securities, managed investment schemes, deposit and payment products, government debentures, stocks and bonds, standard margin lending, derivatives
- Restriction
- Derivatives: Authorised to provide personal financial product advice to retail clients as a Level 2 ASIC Accredited Derivatives Adviser for Exchanged Traded Options.
- Register status
- Current
About James Gosnell
James Gosnell is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Adelaide, South Australia (adviser number 001006031).
The licensee James advises under is Morgan Stanley Wealth Management Australia Pty Ltd (AFS licence 240813). That authorisation dates from 23 August 2010.
The register records 2004 as the year James first provided financial advice. The qualifications listed for James include General Securities Representative (Series 7) Examination (National Association of Securities Dealers, 1999), Graduate Diploma of Applied Finance and Investment (Securities Institute, 2005) and Acrredited Derivatives Adviser Level 2 Exam (Kaplan Professional Education, 2009).
James is authorised to advise on securities, managed investment schemes, deposit and payment products, government debentures, stocks and bonds, standard margin lending and derivatives.
The register adds a condition to this authorisation: “Derivatives: Authorised to provide personal financial product advice to retail clients as a Level 2 ASIC Accredited Derivatives Adviser for Exchanged Traded Options.”
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Questions people ask
Is James Gosnell a registered financial adviser?
Yes. James Gosnell is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001006031.
Which licensee does James Gosnell work under?
Morgan Stanley Wealth Management Australia Pty Ltd, Australian financial services licence 240813.
What can James Gosnell give advice on?
The register lists these advice areas: securities; managed investment schemes; deposit and payment products; government debentures, stocks and bonds; standard margin lending; derivatives. It also records this restriction: "Derivatives: Authorised to provide personal financial product advice to retail clients as a Level 2 ASIC Accredited Derivatives Adviser for Exchanged Traded Options."