James Liam Stephen
Financial Adviser in Hawthorn East, Victoria, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000302741
- Location
- Hawthorn East VIC 3123
- Licensee
- Aintree Group Wealth Pty Ltd (AFSL 537994)
- Authorised since
- 24 June 2022
- First provided advice
- 2003
- Qualifications
- Bachelor of Commerce, Deakin University (1998); Financial Services (Financial Planning), Tribeca (2004); Certified Financial Planner Certification, Financial Advice Association Australia (2011); Financial Adviser Exam, Fasea Standards Authority (2019)
- Memberships
- CFP - Certified Financial Planner (FPA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, government debentures, stocks and bonds, retirement savings accounts
- Restriction
- N/A.
- Register status
- Current
About James Liam Stephen
On the Financial Advisers Register kept by ASIC, James Liam Stephen appears as a current financial adviser in Hawthorn East, Victoria, adviser number 000302741.
James provides advice as an authorised representative of Aintree Group Wealth Pty Ltd, which holds Australian financial services licence 537994. The current authorisation started on 24 June 2022.
According to the register, James first provided financial advice in 2003. The qualifications listed for James include Bachelor of Commerce (Deakin University, 1998), Financial Services (Financial Planning) (Tribeca, 2004) and Certified Financial Planner Certification (Financial Advice Association Australia, 2011). Professional memberships recorded: CFP – Certified Financial Planner (FPA).
James is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and government debentures, stocks and bonds, among 7 product areas in total.
A further restriction is recorded on the register: “N/A.”
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Questions people ask
Is James Liam Stephen a registered financial adviser?
Yes. James Liam Stephen is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000302741.
Which licensee does James Liam Stephen work under?
Aintree Group Wealth Pty Ltd, Australian financial services licence 537994.
What can James Liam Stephen give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; government debentures, stocks and bonds; retirement savings accounts. It also records this restriction: "N/A."