James O’Brien
Financial Adviser in Docklands, Victoria, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001257907
- Location
- Docklands VIC 3008
- Licensee
- Actuate Alliance Services Pty Ltd (AFSL 240959)
- Authorised since
- 1 June 2021
- First provided advice
- 2017
- Qualifications
- Diploma Financial Planning FNS50611, Kaplan Higher Education Pty Ltd (2014); Advanced Diploma Financial Planning FNS60415, Kaplan Higher Education Pty Ltd (2018); Graduate Diploma of Financial Planning, Kaplan Higher Education Pty Ltd (2022); Master of Financial Planning, Kaplan Higher Education Pty Ltd (2024)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, managed investment schemes, life risk insurance, life investment products, deposit and payment products, retirement savings accounts
- Restriction
- Not authorised to provide SMSF advice.
- Tax (financial) advice
- Yes
- Register status
- Current
About James O’Brien
James O’Brien is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Docklands, Victoria (adviser number 001257907).
James provides advice as an authorised representative of Actuate Alliance Services Pty Ltd, which holds Australian financial services licence 240959. The current authorisation started on 1 June 2021.
According to the register, James first provided financial advice in 2017. The qualifications listed for James include Diploma Financial Planning FNS50611 (Kaplan Higher Education Pty Ltd, 2014), Advanced Diploma Financial Planning FNS60415 (Kaplan Higher Education Pty Ltd, 2018) and Graduate Diploma of Financial Planning (Kaplan Higher Education Pty Ltd, 2022). Professional memberships recorded: Financial Advice Association of Australia (FAAA).
The authorisation covers advice on superannuation, managed investment schemes, life risk insurance, life investment products, deposit and payment products and retirement savings accounts. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “Not authorised to provide SMSF advice.”
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Questions people ask
Is James O'Brien a registered financial adviser?
Yes. James O'Brien is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001257907.
Which licensee does James O'Brien work under?
Actuate Alliance Services Pty Ltd, Australian financial services licence 240959.
What can James O'Brien give advice on?
The register lists these advice areas: superannuation; managed investment schemes; life risk insurance; life investment products; deposit and payment products; retirement savings accounts. It also records this restriction: "Not authorised to provide SMSF advice."