James Panveliwala
Financial Adviser in Norwood, South Australia, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000260825
- Location
- Norwood SA 5067
- Licensee
- Infocus Securities Australia Pty Ltd (AFSL 236523)
- Authorised since
- 1 July 2008
- First provided advice
- 1995
- Qualifications
- Entry Level Competencies, Tribeca (2001); Risk Management, Tribeca (2001); Investment Planning 1, Financial Planning Association (2002); Superannuation and Retirement Planning, Tribeca (2002); Margin Lending and Geared Investments, Kaplan (2011)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending
- Restriction
- Direct Equities - excludes direct equity advice
- Tax (financial) advice
- Yes
- Register status
- Current
About James Panveliwala
On the Financial Advisers Register kept by ASIC, James Panveliwala appears as a current financial adviser in Norwood, South Australia, adviser number 000260825.
The licensee James advises under is Infocus Securities Australia Pty Ltd (AFS licence 236523). That authorisation dates from 1 July 2008.
The register records 1995 as the year James first provided financial advice. The qualifications listed for James include Entry Level Competencies (Tribeca, 2001), Risk Management (Tribeca, 2001) and Investment Planning 1 (Financial Planning Association, 2002). Professional memberships recorded: Financial Advice Association of Australia (FAAA).
James is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “Direct Equities – excludes direct equity advice.”
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Questions people ask
Is James Panveliwala a registered financial adviser?
Yes. James Panveliwala is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000260825.
Which licensee does James Panveliwala work under?
Infocus Securities Australia Pty Ltd, Australian financial services licence 236523.
What can James Panveliwala give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending. It also records this restriction: "Direct Equities - excludes direct equity advice."