James Richard Thomas
Financial Adviser in Parkside, South Australia, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000442841
- Location
- Parkside SA 5063
- Licensee
- Midsec Licencing Pty Ltd (AFSL 524124)
- Authorised since
- 20 February 2023
- First provided advice
- 2013
- Qualifications
- Diploma of Financial Services (Financial Planning), Kaplan Professional (2012); Advanced Diploma of Financial Planning, Kaplan Professional (2013); Graduate Diploma of Financial Planning, Kaplan Professional (2024)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts
- Tax (financial) advice
- Yes
- Register status
- Current
About James Richard Thomas
James Richard Thomas is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Parkside, South Australia (adviser number 000442841).
James provides advice as an authorised representative of Midsec Licencing Pty Ltd, which holds Australian financial services licence 524124. That authorisation dates from 20 February 2023.
According to the register, James first provided financial advice in 2013. Qualifications and training on file include Diploma of Financial Services (Financial Planning) (Kaplan Professional, 2012), Advanced Diploma of Financial Planning (Kaplan Professional, 2013) and Graduate Diploma of Financial Planning (Kaplan Professional, 2024). James is recorded as a member of Financial Advice Association of Australia (FAAA).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is James Richard Thomas a registered financial adviser?
Yes. James Richard Thomas is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000442841.
Which licensee does James Richard Thomas work under?
Midsec Licencing Pty Ltd, Australian financial services licence 524124.
What can James Richard Thomas give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts.