James Wallace
Financial Adviser in Armidale, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000291013
- Location
- Armidale NSW 2350
- Licensee
- Findex Advice Services Pty Ltd (AFSL 243253)
- Authorised since
- 18 September 2025
- First provided advice
- 1995
- Qualifications
- Bachelor of Economics, Australian National University (1994); Diploma of Financial Services, Kaplan Espreon (1999); SMSF Specialist Adviser, SMSF Association (2009); Public Practice Program, Institute of Chartered Accountants (2010); Responsible Manager Masterclass, Australia New Zealand Institute of Insurance and Finance (2010); Economic and Legal Context for Financial Planning, Kaplan Professional (2025); Ethics and Professionalism in Financial Advice, Kaplan Professional (2025); Tax for Financial Advising, Kaplan Professional (2025)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts
- Restriction
- Excluding SMSF's and LRBA's.
- Tax (financial) advice
- Yes
- Register status
- Current
About James Wallace
On the Financial Advisers Register kept by ASIC, James Wallace appears as a current financial adviser in Armidale, New South Wales, adviser number 000291013.
The licensee James advises under is Findex Advice Services Pty Ltd (AFS licence 243253). That authorisation dates from 18 September 2025.
The register records 1995 as the year James first provided financial advice. Qualifications and training on file include Bachelor of Economics (Australian National University, 1994), Diploma of Financial Services (Kaplan Espreon, 1999) and SMSF Specialist Adviser (SMSF Association, 2009).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
The register adds a condition to this authorisation: “Excluding SMSF’s and LRBA’s.”
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Questions people ask
Is James Wallace a registered financial adviser?
Yes. James Wallace is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000291013.
Which licensee does James Wallace work under?
Findex Advice Services Pty Ltd, Australian financial services licence 243253.
What can James Wallace give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts. It also records this restriction: "Excluding SMSF's and LRBA's."