Ka Ming Kwok
Financial Adviser in Subiaco, Western Australia, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000361149
- Location
- Subiaco WA 6008
- Licensee
- Acns Capital Markets Pty Ltd (AFSL 279099)
- Authorised since
- 31 August 2026
- First provided advice
- 2010
- Qualifications
- Bachelor of Commerce (Economics & Finance), Curtain University of Technology (2006); Advanced Diploma of Financial Services (Financial Planning), Kaplan Higher Education Pty Limited (2010); Margin Lending & Geared Investments, Kaplan Higher Education Pty Limited (2011); Master of Business Administration, University of Western Australia (2014); Self Managed Superannuation Funds, Colonial First State Investments Limited (2014)
- Advice areas
- superannuation, securities, standard margin lending
- Restriction
- You are authorised to present underwriting and other opportunities, up to AUD$3 Million, to ACNS Capital Market Pty Ltd for consideration for; (a) interests in managed investment schemes excluding investor director portfolio services.(b) Securities
- Register status
- Current
About Ka Ming Kwok
Ka Ming Kwok is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Subiaco, Western Australia (adviser number 000361149).
The licensee Ka advises under is Acns Capital Markets Pty Ltd (AFS licence 279099). The current authorisation started on 31 August 2026.
The register records 2010 as the year Ka first provided financial advice. Qualifications and training on file include Bachelor of Commerce (Economics & Finance) (Curtain University of Technology, 2006), Advanced Diploma of Financial Services (Financial Planning) (Kaplan Higher Education Pty Limited, 2010) and Margin Lending & Geared Investments (Kaplan Higher Education Pty Limited, 2011).
The authorisation covers advice on superannuation, securities and standard margin lending.
A further restriction is recorded on the register: “You are authorised to present underwriting and other opportunities, up to AUD$3 Million, to ACNS Capital Market Pty Ltd for consideration for; (a) interests in managed investment schemes excluding investor director portfolio services.(b) Securities.”
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Questions people ask
Is Ka Ming Kwok a registered financial adviser?
Yes. Ka Ming Kwok is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000361149.
Which licensee does Ka Ming Kwok work under?
Acns Capital Markets Pty Ltd, Australian financial services licence 279099.
What can Ka Ming Kwok give advice on?
The register lists these advice areas: superannuation; securities; standard margin lending. It also records this restriction: "You are authorised to present underwriting and other opportunities, up to AUD$3 Million, to ACNS Capital Market Pty Ltd for consideration for; (a) interests in managed investment schemes excluding investor director portfolio services.(b) Securities."