Karen-Ann Otto
Financial Adviser in Bundaberg West, Queensland, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001234249
- Location
- Bundaberg West QLD 4670
- Licensee
- Charter Financial Planning Limited (AFSL 234665)
- Authorised since
- 21 November 2022
- First provided advice
- 2015
- Qualifications
- Diploma of Financial Planning, Kaplan Higher Education Pty Limited (2015); Accredited Listed Product Adviser (ASX ALPA) Program, Kaplan Higher Education Pty Limited (2016); Commercial Law, Kaplan Higher Education Pty Limited (2017); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Higher Education Pty Limited (2019); Graduate Certificate in Financial Planning, Kaplan Higher Education Pty Limited (2020); Graduate Diploma of Financial Planning, Kaplan Higher Education Pty Limited (2022)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
- Tax (financial) advice
- Yes
- Register status
- Current
About Karen-Ann Otto
Karen-Ann Otto is a financial adviser in Bundaberg West, Queensland, listed on the Financial Advisers Register kept by ASIC under adviser number 001234249.
The licensee Karen-Ann advises under is Charter Financial Planning Limited (AFS licence 234665). The current authorisation started on 21 November 2022.
The register records 2015 as the year Karen-Ann first provided financial advice. The qualifications listed for Karen-Ann include Diploma of Financial Planning (Kaplan Higher Education Pty Limited, 2015), Accredited Listed Product Adviser (ASX ALPA) Program (Kaplan Higher Education Pty Limited, 2016) and Commercial Law (Kaplan Higher Education Pty Limited, 2017).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “One off licensee approval is required for all products which are either not on the approved product list or Derivatives.”
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Questions people ask
Is Karen-Ann Otto a registered financial adviser?
Yes. Karen-Ann Otto is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001234249.
Which licensee does Karen-Ann Otto work under?
Charter Financial Planning Limited, Australian financial services licence 234665.
What can Karen-Ann Otto give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or Derivatives."