Katharine Helen Duff Fasal
Financial Adviser in St Leonards, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001250206
- Location
- St Leonards NSW 2065
- Licensee
- Specialist Licensee Pty Ltd (AFSL 526707)
- Authorised since
- 26 March 2021
- First provided advice
- 2017
- Qualifications
- Bachelor of Art (Hons), Kings College- University of London (2006); Diploma of Financial Service (Financial Planning), Kaplan (2012); Accredited Derivatives Adviser Level 1 & 2, Kaplan (2017); Margin Lending Accreditation, Deakin Prime (2017); Master of Financial Planning, Kaplan (2025)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending, derivatives, foreign exchange contracts, managed discretionary account services
- Tax (financial) advice
- Yes
- Register status
- Current
About Katharine Helen Duff Fasal
Katharine Helen Duff Fasal is listed on ASIC’s Financial Advisers Register as a current financial adviser based in St Leonards, New South Wales (adviser number 001250206).
Katharine provides advice as an authorised representative of Specialist Licensee Pty Ltd, which holds Australian financial services licence 526707. The current authorisation started on 26 March 2021.
According to the register, Katharine first provided financial advice in 2017. Qualifications and training on file include Bachelor of Art (Hons) (Kings College- University of London, 2006), Diploma of Financial Service (Financial Planning) (Kaplan, 2012) and Accredited Derivatives Adviser Level 1 & 2 (Kaplan, 2017). Katharine is recorded as a member of Financial Advice Association of Australia (FAAA).
Katharine is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 12 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is Katharine Helen Duff Fasal a registered financial adviser?
Yes. Katharine Helen Duff Fasal is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001250206.
Which licensee does Katharine Helen Duff Fasal work under?
Specialist Licensee Pty Ltd, Australian financial services licence 526707.
What can Katharine Helen Duff Fasal give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending; derivatives; foreign exchange contracts; managed discretionary account services.