Kristy Lee Sullivan
Financial Adviser in Orange, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001004017
- Location
- Orange NSW 2800
- Licensee
- Aware Financial Services Australia Limited (AFSL 238430)
- Authorised since
- 7 August 2025
- First provided advice
- 2010
- Qualifications
- 4977 Introduction to Business Law, University of Canberra (2006); 6417 Revenue Law, University of Canberra (2008); Bachelor of Economics, University of Canberra (2008); Master of Applied Finance, Kaplan Professional Education (2014); Certified Financial Planner, Financial Planning Association of Australia (FPA) (2018); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Professional (2020)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds
- Restriction
- Authorised to provide advice on securities as an asset class (not individual stocks). One off licensee approval is required for all products which are not listed on the approved product list.
- Tax (financial) advice
- Yes
- Register status
- Current
About Kristy Lee Sullivan
On the Financial Advisers Register kept by ASIC, Kristy Lee Sullivan appears as a current financial adviser in Orange, New South Wales, adviser number 001004017.
Kristy provides advice as an authorised representative of Aware Financial Services Australia Limited, which holds Australian financial services licence 238430. That authorisation dates from 7 August 2025.
The register records 2010 as the year Kristy first provided financial advice. The qualifications listed for Kristy include 4977 Introduction to Business Law (University of Canberra, 2006), 6417 Revenue Law (University of Canberra, 2008) and Bachelor of Economics (University of Canberra, 2008). Kristy is recorded as a member of Financial Advice Association of Australia (FAAA).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 7 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “Authorised to provide advice on securities as an asset class (not individual stocks). One off licensee approval is required for all products which are not listed on the approved product list.”
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Questions people ask
Is Kristy Lee Sullivan a registered financial adviser?
Yes. Kristy Lee Sullivan is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001004017.
Which licensee does Kristy Lee Sullivan work under?
Aware Financial Services Australia Limited, Australian financial services licence 238430.
What can Kristy Lee Sullivan give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds. It also records this restriction: "Authorised to provide advice on securities as an asset class (not individual stocks). One off licensee approval is required for all products which are not listed on the approved product list."