Lawrence Sam-Wah Lam
Financial Adviser in Sydney, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001005677
- Location
- Sydney NSW 2000
- Licensee
- Lunawave Pty. Limited (AFSL 225759)
- Authorised since
- 1 March 2003
- First provided advice
- 1988
- Qualifications
- The Securities Institute Australia 8-unit Diploma Course, The Securities Institute of Australia (1990); Series 3 & 7 Exam, NASD, USA (1998); Master of Business Law, University of Sydney (2011); Specialist SMSF Course, University of Adelaide & Cavendish (2013); Ethics and Professionalism in Financial Advice, Kaplan Professional (2020)
- Memberships
- CPA Australia (CPA); Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending
- Tax (financial) advice
- Yes
- Register status
- Current
About Lawrence Sam-Wah Lam
Lawrence Sam-Wah Lam is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Sydney, New South Wales (adviser number 001005677).
Advice is given under the Australian financial services licence of Lunawave Pty. Limited, licence number 225759. The current authorisation started on 1 March 2003.
According to the register, Lawrence first provided financial advice in 1988. The qualifications listed for Lawrence include The Securities Institute Australia 8-unit Diploma Course (The Securities Institute of Australia, 1990), Series 3 & 7 Exam (NASD, USA, 1998) and Master of Business Law (University of Sydney, 2011). Lawrence is recorded as a member of CPA Australia (CPA) and Financial Advice Association of Australia (FAAA).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is Lawrence Sam-Wah Lam a registered financial adviser?
Yes. Lawrence Sam-Wah Lam is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001005677.
Which licensee does Lawrence Sam-Wah Lam work under?
Lunawave Pty. Limited, Australian financial services licence 225759.
What can Lawrence Sam-Wah Lam give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending.