Mark Bradley
Financial Adviser in Sydney, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001005954
- Location
- Sydney NSW 2000
- Licensee
- Morgan Stanley Wealth Management Australia Pty Ltd (AFSL 240813)
- Authorised since
- 11 March 2004
- First provided advice
- 1992
- Qualifications
- General Securities Representative (Series 7) Examination, National Association of Securities Dealers (2000); Accredited Derivatives Adviser Level 2 Exam, Australian Stock Exchange (2002); SDIA Accreditation Program Assessment, Securities & Derivatives Industry Association (2002); Superannuation Module, Securities Institute Education (2002); Professional Diploma in Stockbroking, Stockbrokers Association of Australia (2010)
- Advice areas
- securities, managed investment schemes, deposit and payment products, government debentures, stocks and bonds, standard margin lending, derivatives
- Restriction
- Derivatives: Authorised to provide personal financial product advice to retail clients as a Level 2 ASIC Accredited Derivatives Adviser for Exchanged Traded Options.
- Register status
- Current
About Mark Bradley
On the Financial Advisers Register kept by ASIC, Mark Bradley appears as a current financial adviser in Sydney, New South Wales, adviser number 001005954.
Advice is given under the Australian financial services licence of Morgan Stanley Wealth Management Australia Pty Ltd, licence number 240813. The current authorisation started on 11 March 2004.
The register records 1992 as the year Mark first provided financial advice. The qualifications listed for Mark include General Securities Representative (Series 7) Examination (National Association of Securities Dealers, 2000), Accredited Derivatives Adviser Level 2 Exam (Australian Stock Exchange, 2002) and SDIA Accreditation Program Assessment (Securities & Derivatives Industry Association, 2002).
The authorisation covers advice on securities, managed investment schemes, deposit and payment products, government debentures, stocks and bonds, standard margin lending and derivatives.
The register adds a condition to this authorisation: “Derivatives: Authorised to provide personal financial product advice to retail clients as a Level 2 ASIC Accredited Derivatives Adviser for Exchanged Traded Options.”
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Questions people ask
Is Mark Bradley a registered financial adviser?
Yes. Mark Bradley is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001005954.
Which licensee does Mark Bradley work under?
Morgan Stanley Wealth Management Australia Pty Ltd, Australian financial services licence 240813.
What can Mark Bradley give advice on?
The register lists these advice areas: securities; managed investment schemes; deposit and payment products; government debentures, stocks and bonds; standard margin lending; derivatives. It also records this restriction: "Derivatives: Authorised to provide personal financial product advice to retail clients as a Level 2 ASIC Accredited Derivatives Adviser for Exchanged Traded Options."