Mark William Swan
Financial Adviser in Margaret River, Western Australia, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000280077
- Location
- Margaret River WA 6285
- Licensee
- R M Capital Pty Ltd (AFSL 221938)
- Authorised since
- 7 September 2004
- First provided advice
- 1986
- Qualifications
- Bachelor of Commerce (finance and accounting), University of Western Australia (1985); SDIA Accreditation Program Assessment, Deakin University (2002); Superannuation, RMIT University (2003); Level Two, ASX (2004); Margin Lending & Geared Investments, Kaplan Professional (2010); Ethics and Professionalism in Financial Advice, Kaplan Professional (2024)
- Memberships
- Stockbrokers and Investment Advisers Association (SIAA)
- Advice areas
- superannuation, securities, managed investment schemes, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending, derivatives
- Register status
- Current
About Mark William Swan
Mark William Swan is a financial adviser in Margaret River, Western Australia, listed on the Financial Advisers Register kept by ASIC under adviser number 000280077.
Mark provides advice as an authorised representative of R M Capital Pty Ltd, which holds Australian financial services licence 221938. That authorisation dates from 7 September 2004.
The register records 1986 as the year Mark first provided financial advice. The qualifications listed for Mark include Bachelor of Commerce (finance and accounting) (University of Western Australia, 1985), SDIA Accreditation Program Assessment (Deakin University, 2002) and Superannuation (RMIT University, 2003). Professional memberships recorded: Stockbrokers and Investment Advisers Association (SIAA).
The authorisation covers advice on superannuation, securities, managed investment schemes, deposit and payment products, government debentures, stocks and bonds and retirement savings accounts, among 8 product areas in total.
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Questions people ask
Is Mark William Swan a registered financial adviser?
Yes. Mark William Swan is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000280077.
Which licensee does Mark William Swan work under?
R M Capital Pty Ltd, Australian financial services licence 221938.
What can Mark William Swan give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending; derivatives.