Michael Eric Carroll
Financial Adviser in Frankston, Victoria, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001000731
- Location
- Frankston VIC 3199
- Licensee
- Infocus Securities Australia Pty Ltd (AFSL 236523)
- Authorised since
- 12 December 2018
- First provided advice
- 1996
- Qualifications
- Bachelor of Business (Economics and Management), Monash University (1993); Diploma of Financial Services (Financial Planning), Tribeca (2006); Advanced Diploma of Financial Planning, Kaplan (2016)
- Memberships
- Australian Institute of Company Directors; Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts
- Restriction
- Securities excludes direct equities
- Tax (financial) advice
- Yes
- Register status
- Current
About Michael Eric Carroll
On the Financial Advisers Register kept by ASIC, Michael Eric Carroll appears as a current financial adviser in Frankston, Victoria, adviser number 001000731.
The licensee Michael advises under is Infocus Securities Australia Pty Ltd (AFS licence 236523). That authorisation dates from 12 December 2018.
According to the register, Michael first provided financial advice in 1996. The qualifications listed for Michael include Bachelor of Business (Economics and Management) (Monash University, 1993), Diploma of Financial Services (Financial Planning) (Tribeca, 2006) and Advanced Diploma of Financial Planning (Kaplan, 2016). Professional memberships recorded: Australian Institute of Company Directors and Financial Advice Association of Australia (FAAA).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “Securities excludes direct equities.”
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Questions people ask
Is Michael Eric Carroll a registered financial adviser?
Yes. Michael Eric Carroll is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001000731.
Which licensee does Michael Eric Carroll work under?
Infocus Securities Australia Pty Ltd, Australian financial services licence 236523.
What can Michael Eric Carroll give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts. It also records this restriction: "Securities excludes direct equities."