Morgan Caldwell
Financial Adviser in Adamstown, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000309340
- Location
- Adamstown NSW 2289
- Licensee
- Capstone Financial Planning Pty Ltd (AFSL 223135)
- Authorised since
- 20 July 2019
- First provided advice
- 1992
- Qualifications
- Bachelor of Commerce (Accounting), University of Newcastle (1990); Certified Financial Planner, Financial Planning Association of Australia (1997); Diploma of Financial Planning (1-8), Financial Planning Association of Australia/Deakin University (1997); Master of Business Administration, Southern Cross University (2004); Master of Applied Finance, University of Newcastle (2008); Margin Lending and Geared Investments, Kaplan Professional (2010); Self Managed Superannuation Funds, Kaplan Professional (2014); Accredited Listed Product Adviser, Kaplan Professional (2017); Ethics and Professionalism in Financial Advice, Kaplan Professional (2022)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending
- Tax (financial) advice
- Yes
- Register status
- Current
About Morgan Caldwell
Morgan Caldwell is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Adamstown, New South Wales (adviser number 000309340).
Advice is given under the Australian financial services licence of Capstone Financial Planning Pty Ltd, licence number 223135. The current authorisation started on 20 July 2019.
According to the register, Morgan first provided financial advice in 1992. Qualifications and training on file include Bachelor of Commerce (Accounting) (University of Newcastle, 1990), Certified Financial Planner (Financial Planning Association of Australia, 1997) and Diploma of Financial Planning (1-8) (Financial Planning Association of Australia/Deakin University, 1997). Professional memberships recorded: Financial Advice Association of Australia (FAAA).
Morgan is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is Morgan Caldwell a registered financial adviser?
Yes. Morgan Caldwell is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000309340.
Which licensee does Morgan Caldwell work under?
Capstone Financial Planning Pty Ltd, Australian financial services licence 223135.
What can Morgan Caldwell give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending.