Nicholas John Woods
Financial Adviser in Adamstown Heights, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001004089
- Location
- Adamstown Heights NSW 2289
- Licensee
- Count Financial Limited (AFSL 227232)
- Authorised since
- 23 December 2021
- First provided advice
- 2009
- Qualifications
- Bachelor of Business, University of Newcastle (2005); Diploma of Financial Services (Financial Planning), Mentor Education (2007); Advanced Diploma of Financial Services (Financial Planning), Kaplan Professional (2012); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Higher Education (2020); FPC001B Economic and Legal Context for Financial Planning, Kaplan Higher Education (2021); FPC007B Client Engagement Skills, Kaplan Higher Education (2021)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending
- Tax (financial) advice
- Yes
- Register status
- Current
About Nicholas John Woods
Nicholas John Woods is a financial adviser in Adamstown Heights, New South Wales, listed on the Financial Advisers Register kept by ASIC under adviser number 001004089.
Advice is given under the Australian financial services licence of Count Financial Limited, licence number 227232. The current authorisation started on 23 December 2021.
The register records 2009 as the year Nicholas first provided financial advice. The qualifications listed for Nicholas include Bachelor of Business (University of Newcastle, 2005), Diploma of Financial Services (Financial Planning) (Mentor Education, 2007) and Advanced Diploma of Financial Services (Financial Planning) (Kaplan Professional, 2012). Professional memberships recorded: Financial Advice Association of Australia (FAAA).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is Nicholas John Woods a registered financial adviser?
Yes. Nicholas John Woods is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001004089.
Which licensee does Nicholas John Woods work under?
Count Financial Limited, Australian financial services licence 227232.
What can Nicholas John Woods give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending.