Pankaj Kumar
Financial Adviser in Parramatta, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000254317
- Location
- Parramatta NSW 2150
- Licensee
- Aware Financial Services Australia Limited (AFSL 238430)
- Authorised since
- 1 June 2021
- First provided advice
- 2006
- Qualifications
- Bachelor of Commerce (Honours), University of Delhi, India (1995); Master of Business Admininstration, University of Technology Sydney (2000); Advanced Diploma of Financial Services (Financial Planning), Tribeca (2006); Diploma of Financial Services (Financial Planning), Tribeca (2006); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Professional (2020); TASACL Commercial Law, Kaplan Professional (2025); TFA Tax for Financial Advising, Kaplan Professional (2025)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds
- Restriction
- Authorised to provide advice on securities as an asset class (not individual stocks). One off licensee approval is required for all products which are not listed on the approved product list.
- Tax (financial) advice
- Yes
- Register status
- Current
About Pankaj Kumar
Pankaj Kumar is a financial adviser in Parramatta, New South Wales, listed on the Financial Advisers Register kept by ASIC under adviser number 000254317.
Pankaj provides advice as an authorised representative of Aware Financial Services Australia Limited, which holds Australian financial services licence 238430. That authorisation dates from 1 June 2021.
The register records 2006 as the year Pankaj first provided financial advice. Qualifications and training on file include Bachelor of Commerce (Honours) (University of Delhi, India, 1995), Master of Business Admininstration (University of Technology Sydney, 2000) and Advanced Diploma of Financial Services (Financial Planning) (Tribeca, 2006). Pankaj is recorded as a member of Financial Advice Association of Australia (FAAA).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 7 product areas in total. The register also shows that tax (financial) advice services can be provided.
The register adds a condition to this authorisation: “Authorised to provide advice on securities as an asset class (not individual stocks). One off licensee approval is required for all products which are not listed on the approved product list.”
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Questions people ask
Is Pankaj Kumar a registered financial adviser?
Yes. Pankaj Kumar is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000254317.
Which licensee does Pankaj Kumar work under?
Aware Financial Services Australia Limited, Australian financial services licence 238430.
What can Pankaj Kumar give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds. It also records this restriction: "Authorised to provide advice on securities as an asset class (not individual stocks). One off licensee approval is required for all products which are not listed on the approved product list."