Richard James Dennis
Financial Adviser in West Leederville, Western Australia, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000317898
- Location
- West Leederville WA 6007
- Licensee
- Rockton Pty Ltd (AFSL 532226)
- Authorised since
- 1 September 2021
- First provided advice
- 2000
- Qualifications
- Diploma of Financial Planning, Financial Planning Association of Australia (2001); Diploma of Management, Deakin University (2007); Graduate Diploma of Financial Planning, Kaplan Professional (2021)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts
- Tax (financial) advice
- Yes
- Register status
- Current
About Richard James Dennis
Richard James Dennis is listed on ASIC’s Financial Advisers Register as a current financial adviser based in West Leederville, Western Australia (adviser number 000317898).
Advice is given under the Australian financial services licence of Rockton Pty Ltd, licence number 532226. The current authorisation started on 1 September 2021.
According to the register, Richard first provided financial advice in 2000. The qualifications listed for Richard include Diploma of Financial Planning (Financial Planning Association of Australia, 2001), Diploma of Management (Deakin University, 2007) and Graduate Diploma of Financial Planning (Kaplan Professional, 2021). Richard is recorded as a member of Financial Advice Association of Australia (FAAA).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is Richard James Dennis a registered financial adviser?
Yes. Richard James Dennis is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000317898.
Which licensee does Richard James Dennis work under?
Rockton Pty Ltd, Australian financial services licence 532226.
What can Richard James Dennis give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts.