Richard Neall Batt
Financial Adviser in Hobart, Tasmania, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001004419
- Location
- Hobart TAS 7000
- Licensee
- Ord Minnett Limited (AFSL 237121)
- Authorised since
- 4 February 2021
- First provided advice
- 2004
- Qualifications
- Bachelor of Commerce (B.Com), University of Tasmania (2000); Graduate Diploma of Financial Planning, Securities Institute (2003); Accredited Derivatives Adviser, Kaplan/ASX (2008); DPML Margin Lending, Pinnacle Financial Services Academy (2010); Certified Financial Planner (CFP), Financial Planning Association of Australia (FPA) (2015)
- Memberships
- Australian Institute of Company Directors; Financial Advice Association of Australia (FAAA); Stockbrokers and Investment Advisers Association (SIAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending, derivatives, managed discretionary account services
- Tax (financial) advice
- Yes
- Register status
- Current
About Richard Neall Batt
Richard Neall Batt is a financial adviser in Hobart, Tasmania, listed on the Financial Advisers Register kept by ASIC under adviser number 001004419.
Richard provides advice as an authorised representative of Ord Minnett Limited, which holds Australian financial services licence 237121. That authorisation dates from 4 February 2021.
According to the register, Richard first provided financial advice in 2004. Qualifications and training on file include Bachelor of Commerce (B.Com) (University of Tasmania, 2000), Graduate Diploma of Financial Planning (Securities Institute, 2003) and Accredited Derivatives Adviser (Kaplan/ASX, 2008). Richard is recorded as a member of Australian Institute of Company Directors, Financial Advice Association of Australia (FAAA) and Stockbrokers and Investment Advisers Association (SIAA).
Richard is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, deposit and payment products and government debentures, stocks and bonds, among 10 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is Richard Neall Batt a registered financial adviser?
Yes. Richard Neall Batt is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001004419.
Which licensee does Richard Neall Batt work under?
Ord Minnett Limited, Australian financial services licence 237121.
What can Richard Neall Batt give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending; derivatives; managed discretionary account services.