Richard Wakefield
Financial Adviser in Ingleburn, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000239993
- Location
- Ingleburn NSW 2565
- Licensee
- Alliance Wealth Pty Ltd (AFSL 449221)
- Authorised since
- 24 June 2024
- First provided advice
- 2003
- Qualifications
- Policy Statement 146 Knowledge assessment, Integratec (2003); Diploma of Financial Planning, Integratec (2004); Advanced Diploma of Financial Services (Financial Planning), Kaplan Professional (2006)
- Memberships
- Australian and New Zealand Institute of Insurance and Finance (ANZIIF); Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, managed investment schemes, life risk insurance, life investment products, retirement savings accounts
- Restriction
- Not authorised to provide advice on Self-Managed Super Funds, except for life insurance and contribution advice for an existing SMSF.
- Tax (financial) advice
- Yes
- Register status
- Current
About Richard Wakefield
Richard Wakefield is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Ingleburn, New South Wales (adviser number 000239993).
Advice is given under the Australian financial services licence of Alliance Wealth Pty Ltd, licence number 449221. The current authorisation started on 24 June 2024.
The register records 2003 as the year Richard first provided financial advice. Qualifications and training on file include Policy Statement 146 Knowledge assessment (Integratec, 2003), Diploma of Financial Planning (Integratec, 2004) and Advanced Diploma of Financial Services (Financial Planning) (Kaplan Professional, 2006). Professional memberships recorded: Australian and New Zealand Institute of Insurance and Finance (ANZIIF) and Financial Advice Association of Australia (FAAA).
The authorisation covers advice on superannuation, managed investment schemes, life risk insurance, life investment products and retirement savings accounts. The register also shows that tax (financial) advice services can be provided.
The register adds a condition to this authorisation: “Not authorised to provide advice on Self-Managed Super Funds, except for life insurance and contribution advice for an existing SMSF.”
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Questions people ask
Is Richard Wakefield a registered financial adviser?
Yes. Richard Wakefield is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000239993.
Which licensee does Richard Wakefield work under?
Alliance Wealth Pty Ltd, Australian financial services licence 449221.
What can Richard Wakefield give advice on?
The register lists these advice areas: superannuation; managed investment schemes; life risk insurance; life investment products; retirement savings accounts. It also records this restriction: "Not authorised to provide advice on Self-Managed Super Funds, except for life insurance and contribution advice for an existing SMSF."