Rick Yu-Hsueh Peng
Financial Adviser in Chatswood, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000432312
- Location
- Chatswood NSW 2067
- Licensee
- Profinancial Pty Ltd (AFSL 522416)
- Authorised since
- 18 January 2023
- First provided advice
- 2014
- Qualifications
- Bechelor of Commerce (Accounting & information systems), UNSW (1998); Masters of Commerce (Finance), UNSW (2000); Diploma of Financial Planning, Intellitrain (2014); Managed Investment & Sercurities, Mentor Education (2014); Margin Lending, Mentor Education (2014); Client engagement skills, Kaplan (2024); Ethics and Professionalism in Financial Advice, Kaplan (2024)
- Memberships
- Financial Advice Association of Australia (FAAA); SMSF Association
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts
- Tax (financial) advice
- Yes
- Register status
- Current
About Rick Yu-Hsueh Peng
On the Financial Advisers Register kept by ASIC, Rick Yu-Hsueh Peng appears as a current financial adviser in Chatswood, New South Wales, adviser number 000432312.
Advice is given under the Australian financial services licence of Profinancial Pty Ltd, licence number 522416. The current authorisation started on 18 January 2023.
The register records 2014 as the year Rick first provided financial advice. Qualifications and training on file include Bechelor of Commerce (Accounting & information systems) (UNSW, 1998), Masters of Commerce (Finance) (UNSW, 2000) and Diploma of Financial Planning (Intellitrain, 2014). Rick is recorded as a member of Financial Advice Association of Australia (FAAA) and SMSF Association.
Rick is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is Rick Yu-Hsueh Peng a registered financial adviser?
Yes. Rick Yu-Hsueh Peng is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000432312.
Which licensee does Rick Yu-Hsueh Peng work under?
Profinancial Pty Ltd, Australian financial services licence 522416.
What can Rick Yu-Hsueh Peng give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts.