Rocky Sorrenti
Financial Adviser in Hawthorn, Victoria, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000231678
- Location
- Hawthorn VIC 3122
- Licensee
- BG Wealth Management Pty Ltd (AFSL 496348)
- Authorised since
- 2 October 2017
- First provided advice
- 1996
- Qualifications
- Bachelor of Business, Swinburne University (1983); CPA Program, CPA Australia (2000); PS 146 Compliance Program, Securities Institute of Australia (2002); Diploma of Financial Services (Financial Planning), Kaplan Professional Education (2012); Ethics and Professionalism in Financial Advice, Kaplan (2020); Financial Adviser Exam, FASEA (2020)
- Memberships
- CPA Australia (CPA); Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending
- Restriction
- Derivatives, Finance broking, other credit activities and Managed Discretionary Accounts
- Tax (financial) advice
- Yes
- Register status
- Current
About Rocky Sorrenti
Rocky Sorrenti is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Hawthorn, Victoria (adviser number 000231678).
Rocky provides advice as an authorised representative of BG Wealth Management Pty Ltd, which holds Australian financial services licence 496348. The current authorisation started on 2 October 2017.
The register records 1996 as the year Rocky first provided financial advice. Qualifications and training on file include Bachelor of Business (Swinburne University, 1983), CPA Program (CPA Australia, 2000) and PS 146 Compliance Program (Securities Institute of Australia, 2002). Rocky is recorded as a member of CPA Australia (CPA) and Financial Advice Association of Australia (FAAA).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “Derivatives, Finance broking, other credit activities and Managed Discretionary Accounts.”
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Questions people ask
Is Rocky Sorrenti a registered financial adviser?
Yes. Rocky Sorrenti is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000231678.
Which licensee does Rocky Sorrenti work under?
BG Wealth Management Pty Ltd, Australian financial services licence 496348.
What can Rocky Sorrenti give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending. It also records this restriction: "Derivatives, Finance broking, other credit activities and Managed Discretionary Accounts."