Roger Shepherd
Financial Adviser in Melbourne, Victoria, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000413964
- Location
- Melbourne VIC 3000
- Licensee
- Industry Fund Services Limited (AFSL 232514)
- Authorised since
- 9 February 2015
- First provided advice
- 2009
- Qualifications
- Bachelor of Business (Business Administration), RMIT (2006); Diploma of Financial Services Financial Planning, Kaplan (2007); Advanced Diploma of Financial Services FP, Kaplan (2009); Ethics and Professionalism in Financial Advice, Kaplan Professional (2019)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds
- Restriction
- IFS authorises the Adviser to provide Personal Advice, General Advice and Deal In financial products only in relation to the following advice topics as defined in IFS guidance: Limited (a) Member Investment Choice (b) Contributions into superannuation (c) Insurance within superannuation (d) Planning for retirement (e) Transition to Retirement
- Tax (financial) advice
- Yes
- Register status
- Current
About Roger Shepherd
On the Financial Advisers Register kept by ASIC, Roger Shepherd appears as a current financial adviser in Melbourne, Victoria, adviser number 000413964.
The licensee Roger advises under is Industry Fund Services Limited (AFS licence 232514). That authorisation dates from 9 February 2015.
The register records 2009 as the year Roger first provided financial advice. Qualifications and training on file include Bachelor of Business (Business Administration) (RMIT, 2006), Diploma of Financial Services Financial Planning (Kaplan, 2007) and Advanced Diploma of Financial Services FP (Kaplan, 2009). Roger is recorded as a member of Financial Advice Association of Australia (FAAA).
Roger is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 7 product areas in total. The register also shows that tax (financial) advice services can be provided.
The register adds a condition to this authorisation: “IFS authorises the Adviser to provide Personal Advice, General Advice and Deal In financial products only in relation to the following advice topics as defined in IFS guidance: Limited (a) Member Investment Choice (b) Contributions into superannuation (c) Insurance within superannuation (d) Planning for retirement (e) Transition to Retirement.”
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Questions people ask
Is Roger Shepherd a registered financial adviser?
Yes. Roger Shepherd is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000413964.
Which licensee does Roger Shepherd work under?
Industry Fund Services Limited, Australian financial services licence 232514.
What can Roger Shepherd give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds. It also records this restriction: "IFS authorises the Adviser to provide Personal Advice, General Advice and Deal In financial products only in relation to the following advice topics as defined in IFS guidance: Limited (a) Member Investment Choice (b) Contributions into superannuation (c) Insurance within superannuation (d) Planning for retirement (e) Transition to Retirement."