Ronald Ivor Griffiths
Financial Adviser in Melbourne, Victoria, Australia
Review Ronald Ivor Griffiths
Describe your own experience as a client, patient or family member. Leave out phone numbers, addresses and anything you can't stand behind. Reviews appear straight away after an automatic spam check.
Australian Securities and Investments Commission (ASIC)
Adviser number000233148
- Location
- Melbourne VIC 3004
- Licensee
- Capstone Financial Planning Pty Ltd (AFSL 223135)
- Authorised since
- 25 November 2013
- First provided advice
- 2001
- Qualifications
- Diploma of Financial Markets, Securities Institute (2000); Graduate Diploma of Applied Finance and Investment, Securities Institute (2004); Margin Lending and Geared Investments, Kaplan Professional (2010); Registered Company Auditor & Registered Superannuation Fund Auditor, Australian Securities and Investment Commission (ASIC) (2013); Ethics and Professionalism in Financial Advice, Kaplan Professional (2019)
- Memberships
- CPA Australia (CPA); Chartered Accountants Australia and New Zealand (CA ANZ); Tax Practitioners Board
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending
- Tax (financial) advice
- Yes
- Register status
- Current
About Ronald Ivor Griffiths
Ronald Ivor Griffiths is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Melbourne, Victoria (adviser number 000233148).
Ronald provides advice as an authorised representative of Capstone Financial Planning Pty Ltd, which holds Australian financial services licence 223135. That authorisation dates from 25 November 2013.
According to the register, Ronald first provided financial advice in 2001. Qualifications and training on file include Diploma of Financial Markets (Securities Institute, 2000), Graduate Diploma of Applied Finance and Investment (Securities Institute, 2004) and Margin Lending and Geared Investments (Kaplan Professional, 2010). Professional memberships recorded: CPA Australia (CPA), Chartered Accountants Australia and New Zealand (CA ANZ) and Tax Practitioners Board.
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
Reviews
Nobody has reviewed Ronald Ivor Griffiths here yet. If you have used them, tap the stars above and say how it went.
Questions people ask
Is Ronald Ivor Griffiths a registered financial adviser?
Yes. Ronald Ivor Griffiths is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000233148.
Which licensee does Ronald Ivor Griffiths work under?
Capstone Financial Planning Pty Ltd, Australian financial services licence 223135.
What can Ronald Ivor Griffiths give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending.