Ross Allen Smith
Financial Adviser in Fig Tree Pocket, Queensland, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000245218
- Location
- Fig Tree Pocket QLD
- Licensee
- Shenton Limited (AFSL 342895); Shenton Pty Ltd (AFSL 345470)
- Authorised since
- 1 March 2010
- First provided advice
- 1983
- Qualifications
- Bachelor of Economics, University of Adelaide (1981); Certified Financial Planner, Financial Planning Association of Australia Limited (1994); Diploma of Superannuation Management DipSM, Association of Superannuation Funds Australia ASFA (1996); Company Directors Course, Australian Institute of Company Directors (1998); Master of Business Administration (Advanced), University of Queensland (1999); Diploma Program Examination equalivant to CFA Level 1, Hong Kong Securities & Investment Institute (2003); Master of Commerce in Applied Finance, University of Queensland (2004); Accredited Listed Products Advisor (ALPA), Australian Securities Institute (2008); Master of Laws in Corporate & Financial Law, University of Hong Kong (2011); Self-Managed Superfunds (SMSF) Module, Integrity Education Group (2016); FASEA Financial Adviser (Ethics) Exam, Australian Council for Educational Research (ACER) (2020)
- Memberships
- Hong Kong Insurance Authority No IA5477 - Technical Representative (Broker) Licence; Hong Kong Insurance Law Association; Mandatory Provident Fund Authority - Individual Intermediary Registration No 080887
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, government debentures, stocks and bonds, retirement savings accounts
- Register status
- Current
About Ross Allen Smith
Ross Allen Smith is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Fig Tree Pocket, Queensland (adviser number 000245218).
Ross provides advice as an authorised representative of Shenton Limited, which holds Australian financial services licence 342895. The register also lists Shenton Pty Ltd (licence 345470). That authorisation dates from 1 March 2010.
The register records 1983 as the year Ross first provided financial advice. Qualifications and training on file include Bachelor of Economics (University of Adelaide, 1981), Certified Financial Planner (Financial Planning Association of Australia Limited, 1994) and Diploma of Superannuation Management DipSM (Association of Superannuation Funds Australia ASFA, 1996). Professional memberships recorded: Hong Kong Insurance Authority No IA5477 – Technical Representative (Broker) Licence, Hong Kong Insurance Law Association and Mandatory Provident Fund Authority – Individual Intermediary Registration No 080887.
Ross is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and government debentures, stocks and bonds, among 7 product areas in total.
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Questions people ask
Is Ross Allen Smith a registered financial adviser?
Yes. Ross Allen Smith is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000245218.
Which licensee does Ross Allen Smith work under?
Shenton Limited, Australian financial services licence 342895 and Shenton Pty Ltd, Australian financial services licence 345470.
What can Ross Allen Smith give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; government debentures, stocks and bonds; retirement savings accounts.