Sam Moraro
Financial Adviser in Southbank, Victoria, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000277697
- Location
- Southbank VIC 3006
- Licensee
- Morgans Financial Limited (AFSL 235410)
- Authorised since
- 28 June 2004
- First provided advice
- 1992
- Qualifications
- Bachelor of Commerce (Applied Finance) (Honours), Deakin University (1997); SDIA Accreditation Program, Deakin Prime (2002); Professional Diploma in Stockbroking, Deakin University (2010); Ethics and Professional Relationships, QUT (2020)
- Memberships
- Stockbrokers and Investment Advisers Association (SIAA)
- Advice areas
- superannuation, securities, managed investment schemes, deposit and payment products, government debentures, stocks and bonds, standard margin lending, managed discretionary account services
- Tax (financial) advice
- Yes
- Register status
- Current
About Sam Moraro
Sam Moraro is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Southbank, Victoria (adviser number 000277697).
The licensee Sam advises under is Morgans Financial Limited (AFS licence 235410). The current authorisation started on 28 June 2004.
According to the register, Sam first provided financial advice in 1992. The qualifications listed for Sam include Bachelor of Commerce (Applied Finance) (Honours) (Deakin University, 1997), SDIA Accreditation Program (Deakin Prime, 2002) and Professional Diploma in Stockbroking (Deakin University, 2010). Professional memberships recorded: Stockbrokers and Investment Advisers Association (SIAA).
Sam is authorised to advise on superannuation, securities, managed investment schemes, deposit and payment products, government debentures, stocks and bonds and standard margin lending, among 7 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is Sam Moraro a registered financial adviser?
Yes. Sam Moraro is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000277697.
Which licensee does Sam Moraro work under?
Morgans Financial Limited, Australian financial services licence 235410.
What can Sam Moraro give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; deposit and payment products; government debentures, stocks and bonds; standard margin lending; managed discretionary account services.