Samuel Patrick Wallis-Smith
Financial Adviser in Adelaide, South Australia, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000242718
- Location
- Adelaide SA 5000
- Licensee
- Alliance Wealth Pty Ltd (AFSL 449221)
- Authorised since
- 14 July 2023
- First provided advice
- 1996
- Qualifications
- Bachelor Commerce, University of Adelaide (1994); Diploma of Financial Planning (DFP 1-8), Financial Planning Association (FPA) (2000); RG146 Margin Lending, MLC ThreeSixty (2011)
- Memberships
- Certified Financial Planner (CFP) of Financial Advice Association Australia (FAAA); Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, managed investment schemes, life risk insurance, life investment products, government debentures, stocks and bonds, retirement savings accounts
- Restriction
- Not authorised to provide advice on Self-Managed Super Funds, except for life insurance, contribution and basic investment advice for an existing SMSF.
- Tax (financial) advice
- Yes
- Register status
- Current
About Samuel Patrick Wallis-Smith
On the Financial Advisers Register kept by ASIC, Samuel Patrick Wallis-Smith appears as a current financial adviser in Adelaide, South Australia, adviser number 000242718.
The licensee Samuel advises under is Alliance Wealth Pty Ltd (AFS licence 449221). That authorisation dates from 14 July 2023.
According to the register, Samuel first provided financial advice in 1996. The qualifications listed for Samuel include Bachelor Commerce (University of Adelaide, 1994), Diploma of Financial Planning (DFP 1-8) (Financial Planning Association (FPA), 2000) and RG146 Margin Lending (MLC ThreeSixty, 2011). Professional memberships recorded: Certified Financial Planner (CFP) of Financial Advice Association Australia (FAAA) and Financial Advice Association of Australia (FAAA).
Samuel is authorised to advise on superannuation, managed investment schemes, life risk insurance, life investment products, government debentures, stocks and bonds and retirement savings accounts. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “Not authorised to provide advice on Self-Managed Super Funds, except for life insurance, contribution and basic investment advice for an existing SMSF.”
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Questions people ask
Is Samuel Patrick Wallis-Smith a registered financial adviser?
Yes. Samuel Patrick Wallis-Smith is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000242718.
Which licensee does Samuel Patrick Wallis-Smith work under?
Alliance Wealth Pty Ltd, Australian financial services licence 449221.
What can Samuel Patrick Wallis-Smith give advice on?
The register lists these advice areas: superannuation; managed investment schemes; life risk insurance; life investment products; government debentures, stocks and bonds; retirement savings accounts. It also records this restriction: "Not authorised to provide advice on Self-Managed Super Funds, except for life insurance, contribution and basic investment advice for an existing SMSF."