Sean Adrian Spencer
Financial Adviser in Bunbury, Western Australia, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000344080
- Location
- Bunbury WA 6231
- Licensee
- Charter Financial Planning Limited (AFSL 234665)
- Authorised since
- 31 March 2023
- First provided advice
- 1991
- Qualifications
- Self Managed Superannuation Funds, Kaplan Higher Education Pty Limited (2007); Margin Lending and Geared Investments, Kaplan Higher Education Pty Limited (2012); Advanced Diploma of Financial Planning, Mentor Education Pty Ltd (2016); Accredited Aged Care Professional, Aged Care Steps (2017); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Higher Education Pty Limited (2020)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending, derivatives
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
- Tax (financial) advice
- Yes
- Register status
- Current
About Sean Adrian Spencer
Sean Adrian Spencer is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Bunbury, Western Australia (adviser number 000344080).
The licensee Sean advises under is Charter Financial Planning Limited (AFS licence 234665). The current authorisation started on 31 March 2023.
The register records 1991 as the year Sean first provided financial advice. Qualifications and training on file include Self Managed Superannuation Funds (Kaplan Higher Education Pty Limited, 2007), Margin Lending and Geared Investments (Kaplan Higher Education Pty Limited, 2012) and Advanced Diploma of Financial Planning (Mentor Education Pty Ltd, 2016).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 10 product areas in total. The register also shows that tax (financial) advice services can be provided.
The register adds a condition to this authorisation: “One off licensee approval is required for all products which are either not on the approved product list or Derivatives.”
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Questions people ask
Is Sean Adrian Spencer a registered financial adviser?
Yes. Sean Adrian Spencer is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000344080.
Which licensee does Sean Adrian Spencer work under?
Charter Financial Planning Limited, Australian financial services licence 234665.
What can Sean Adrian Spencer give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending; derivatives. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or Derivatives."