Sean Thomas
Financial Adviser in Caringbah, New South Wales, Australia
Review Sean Thomas
Describe your own experience as a client, patient or family member. Leave out phone numbers, addresses and anything you can't stand behind. Reviews appear straight away after an automatic spam check.
Australian Securities and Investments Commission (ASIC)
Adviser number000423038
- Location
- Caringbah NSW 2229
- Licensee
- Charter Financial Planning Limited (AFSL 234665)
- Authorised since
- 14 June 2012
- First provided advice
- 2007
- Qualifications
- Diploma of Financial Services (Financial Planning), Tribeca (2007); Advanced Diploma of Financial Services (Financial Planning), International Institute of Technology Pty Ltd (IIT) (2012); Self Managed Superannuation Funds, Mentor Education Pty Ltd (2017); Accredited Listed Product Adviser (ASX ALPA) Program, Kaplan Higher Education Pty Limited (2018)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, derivatives
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or Derivatives
- Tax (financial) advice
- Yes
- Register status
- Current
About Sean Thomas
Sean Thomas is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Caringbah, New South Wales (adviser number 000423038).
Advice is given under the Australian financial services licence of Charter Financial Planning Limited, licence number 234665. The current authorisation started on 14 June 2012.
The register records 2007 as the year Sean first provided financial advice. The qualifications listed for Sean include Diploma of Financial Services (Financial Planning) (Tribeca, 2007), Advanced Diploma of Financial Services (Financial Planning) (International Institute of Technology Pty Ltd (IIT), 2012) and Self Managed Superannuation Funds (Mentor Education Pty Ltd, 2017).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
The register adds a condition to this authorisation: “One off licensee approval is required for all products which are either not on the approved product list or Derivatives.”
Reviews
Nobody has reviewed Sean Thomas here yet. If you have used them, tap the stars above and say how it went.
Questions people ask
Is Sean Thomas a registered financial adviser?
Yes. Sean Thomas is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000423038.
Which licensee does Sean Thomas work under?
Charter Financial Planning Limited, Australian financial services licence 234665.
What can Sean Thomas give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; derivatives. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or Derivatives."