Shi Chen
Financial Adviser in Canberra City, Australian Capital Territory, Australia
Review Shi Chen
Describe your own experience as a client, patient or family member. Leave out phone numbers, addresses and anything you can't stand behind. Reviews appear straight away after an automatic spam check.
Australian Securities and Investments Commission (ASIC)
Adviser number000413819
- Location
- Canberra City ACT 2601
- Licensee
- Capstone Financial Planning Pty Ltd (AFSL 223135)
- Authorised since
- 25 July 2020
- First provided advice
- 2011
- Qualifications
- Bachelor of Business, University of Technology Sydney (1999); Diploma of Financial Services, Intellitrain (2010); Margin Lending, Pinnacle Financial Services Academy (2011); Self Managed Superannuation Funds, Kaplan Professional (2013); Investments & Portfolio Selection, University of Technology Sydney (2015); DFP5v4 Tax for Financial Advising, Kaplan Professional (2018); TASACLv2 Commercial Law, Kaplan Professional (2018); Certified Financial Planner (CFP), Financial Planning Association of Australia (FPA) (2019); Accredited Listed Product Adviser Program, Kaplan Professional (2020); Ethics and Professionalism in Financial Advice, Kaplan (2025)
- Memberships
- Financial Advice Association of Australia (FAAA); Justice of the Peace (ACT Government)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending
- Tax (financial) advice
- Yes
- Register status
- Current
About Shi Chen
Shi Chen is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Canberra City, Australian Capital Territory (adviser number 000413819).
The licensee Shi advises under is Capstone Financial Planning Pty Ltd (AFS licence 223135). The current authorisation started on 25 July 2020.
According to the register, Shi first provided financial advice in 2011. The qualifications listed for Shi include Bachelor of Business (University of Technology Sydney, 1999), Diploma of Financial Services (Intellitrain, 2010) and Margin Lending (Pinnacle Financial Services Academy, 2011). Professional memberships recorded: Financial Advice Association of Australia (FAAA) and Justice of the Peace (ACT Government).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
Reviews
Nobody has reviewed Shi Chen here yet. If you have used them, tap the stars above and say how it went.
Questions people ask
Is Shi Chen a registered financial adviser?
Yes. Shi Chen is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000413819.
Which licensee does Shi Chen work under?
Capstone Financial Planning Pty Ltd, Australian financial services licence 223135.
What can Shi Chen give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending.