Simon James
Financial Adviser in Port Adelaide, South Australia, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000343586
- Location
- Port Adelaide SA 5015
- Licensee
- Akumin Financial Planning Pty Limited (AFSL 232706)
- Authorised since
- 16 January 2012
- First provided advice
- 2012
- Qualifications
- Diploma of Financial Services (Financial Planning), Kaplan Higher Education Pty Limited (2012); SMSF Course, University of Adelaide (2014); Advanced Diploma of Financial Planning, Kaplan Higher Education Pty Limited (2016); Graduate Diploma of Financial Planning, Kaplan Higher Education Pty Limited (2022); FPE011 Debt Strategies, Kaplan Higher Education Pty Limited (2025)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending, derivatives
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
- Tax (financial) advice
- Yes
- Register status
- Current
About Simon James
On the Financial Advisers Register kept by ASIC, Simon James appears as a current financial adviser in Port Adelaide, South Australia, adviser number 000343586.
Simon provides advice as an authorised representative of Akumin Financial Planning Pty Limited, which holds Australian financial services licence 232706. That authorisation dates from 16 January 2012.
The register records 2012 as the year Simon first provided financial advice. Qualifications and training on file include Diploma of Financial Services (Financial Planning) (Kaplan Higher Education Pty Limited, 2012), SMSF Course (University of Adelaide, 2014) and Advanced Diploma of Financial Planning (Kaplan Higher Education Pty Limited, 2016).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 10 product areas in total. The register also shows that tax (financial) advice services can be provided.
The register adds a condition to this authorisation: “One off licensee approval is required for all products which are either not on the approved product list or Derivatives.”
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Questions people ask
Is Simon James a registered financial adviser?
Yes. Simon James is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000343586.
Which licensee does Simon James work under?
Akumin Financial Planning Pty Limited, Australian financial services licence 232706.
What can Simon James give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending; derivatives. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or Derivatives."