Stephen Baxter
Financial Adviser in Maitland, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000382945
- Location
- Maitland NSW 2320
- Licensee
- Ri Advice Group Pty Ltd (AFSL 238429)
- Authorised since
- 20 February 2015
- First provided advice
- 2010
- Qualifications
- Bachelor of Finance, University of Newcastle (2005); Diploma of Financial Planning (Financial Services), Kaplan (2010); Margin Lending and Geared Investments, Kaplan (2010)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, retirement savings accounts, standard margin lending
- Restriction
- Superannuation: Not authorised to provide SMSF advice.
- Tax (financial) advice
- Yes
- Register status
- Current
About Stephen Baxter
Stephen Baxter is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Maitland, New South Wales (adviser number 000382945).
Advice is given under the Australian financial services licence of Ri Advice Group Pty Ltd, licence number 238429. That authorisation dates from 20 February 2015.
According to the register, Stephen first provided financial advice in 2010. Qualifications and training on file include Bachelor of Finance (University of Newcastle, 2005), Diploma of Financial Planning (Financial Services) (Kaplan, 2010) and Margin Lending and Geared Investments (Kaplan, 2010).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “Superannuation: Not authorised to provide SMSF advice.”
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Questions people ask
Is Stephen Baxter a registered financial adviser?
Yes. Stephen Baxter is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000382945.
Which licensee does Stephen Baxter work under?
Ri Advice Group Pty Ltd, Australian financial services licence 238429.
What can Stephen Baxter give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; retirement savings accounts; standard margin lending. It also records this restriction: "Superannuation: Not authorised to provide SMSF advice."