Stephen John Harris
Financial Adviser in Warrnambool, Victoria, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000231053
- Location
- Warrnambool VIC 3280
- Licensee
- Charter Financial Planning Limited (AFSL 234665)
- Authorised since
- 24 July 2019
- First provided advice
- 2001
- Qualifications
- Diploma of Financial Planning, Financial Planning Association of Australia (FPA) (2004); Certified Financial Planner, Financial Planning Association of Australia (FPA) (2005); Self Managed Superannuation Funds, Financial Services Institute of Australia (FINSIA) (2007); Margin Lending and Geared Investments, Kaplan Higher Education Pty Limited (2010); Graduate Diploma of Financial Planning, Kaplan Higher Education Pty Limited (2022)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, derivatives
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
- Tax (financial) advice
- Yes
- Register status
- Current
About Stephen John Harris
Stephen John Harris is a financial adviser in Warrnambool, Victoria, listed on the Financial Advisers Register kept by ASIC under adviser number 000231053.
Advice is given under the Australian financial services licence of Charter Financial Planning Limited, licence number 234665. That authorisation dates from 24 July 2019.
The register records 2001 as the year Stephen first provided financial advice. Qualifications and training on file include Diploma of Financial Planning (Financial Planning Association of Australia (FPA), 2004), Certified Financial Planner (Financial Planning Association of Australia (FPA), 2005) and Self Managed Superannuation Funds (Financial Services Institute of Australia (FINSIA), 2007).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
The register adds a condition to this authorisation: “One off licensee approval is required for all products which are either not on the approved product list or Derivatives.”
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Questions people ask
Is Stephen John Harris a registered financial adviser?
Yes. Stephen John Harris is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000231053.
Which licensee does Stephen John Harris work under?
Charter Financial Planning Limited, Australian financial services licence 234665.
What can Stephen John Harris give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; derivatives. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or Derivatives."